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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-09 |
| DE | RA | APPROVED | 2024-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nrg | Philadelphia | PA | 07/2011 | 08/2017 |
| Van Buren Financial | Wilmington | DE | 08/2017 | 11/2022 |
| Avantax Investment Services, Inc. | Wilmington | DE | 08/2017 | 11/2022 |
| Avantax Insurance Agency, Llc | Wilmington | DE | 01/2020 | 11/2022 |
| Avantax Advisory Services | Wilmington | DE | 02/2019 | 11/2022 |
| Van Buren Financial Group Llc | Wilmington | DE | 08/2017 | 11/2022 |
| Wells Fargo Clearing Services, Llc | Newark | DE | 11/2022 | 07/2024 |
| Wells Fargo Advisors Financial Network, Llc | Greenville | DE | 07/2024 | Present |
THE WASHINGTON UPDATE, NOT INV RELATED, WASHINGTON, DC, FREELANCE CONTENT WRITER, START 12/2/24, 5 HRS PER MONTH, 0 HRS DURING TRADING, PROVIDE NON PARTISAN CONTENT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-21 |
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