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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-21 |
| DE | RA | APPROVED | 2025-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mid-Atlantic Enterprise Solution | Wilmington | DE | 02/2016 | 03/2017 |
| Scottrade | Newark | DE | 03/2017 | 03/2018 |
| Td Ameritrade, Inc. | Newark | DE | 02/2018 | 04/2018 |
| Foreside Fund Services, Llc | Baltimore | MD | 05/2019 | 04/2021 |
| Harborside Sales Group, Llc | Baltimore | MD | 04/2018 | 10/2020 |
| Kestra Financial | Austin | TX | 10/2020 | 04/2021 |
| Securian Financial Services | Saint Paul | MN | 06/2021 | 08/2023 |
| Minnesota Life Insurance Company | Saint Paul | MN | 06/2021 | 08/2023 |
| Diamond State Financial Group | Newark | DE | 06/2021 | 09/2024 |
| Cetera Advisor Networks Llc | Newark | DE | 08/2023 | 04/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | 04/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenville | DE | 04/2025 | Present |
| H&H Heating & Air Conditioning | Wilmington | DE | 12/2019 | 03/2020 |
| Lomax Carpet & Tile Mart | Lawnside | NJ | 10/2024 | 04/2025 |
| Bank Of America, N.A. | Greenville | DE | 08/2025 | Present |
I*2439283, Entity Type Entity Charitable, Name of OBA: The Delaware Contemporary Art Museum Address: WilmingtonDelaware19801 Investment Related:No Position, Title, Association: Board MemberEmployee Start Date: 08/01/2023 No Hours: 5 monthly No Hours during trading: 0 Duties: I am on the finance committee. We review the yearly budget. I do not have access to an financial or investment accounts at the art museum. I*2439284, Entity Type Entity For Profit, Name of OBA: The News Journal Address: New CastleDelaware19720 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 10/14/2024 No Hours: 12 monthly No Hours during trading: 0 Duties: I delivery newspapers within my paper route. I am a 1099 contractor and receive compensation for each newspaper that I deliver.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-31 |
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