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3828 Kennett Pike Suite 202, Greenville, DE 19807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-04-27 |
Branch Locations
3828 Kennett Pike Suite 202, Greenville, DE 19807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Millington Securities Inc. | Red Bank | NJ | 10/2015 | 05/2018 |
| Millington Securities, Inc. | Red Bank | NJ | 05/2018 | 10/2020 |
| Wbi Investments, Inc. | Red Bank | NJ | 08/2019 | 10/2020 |
| Hartshorne Group, Inc. | Red Bank | NJ | 08/2019 | 10/2020 |
| Spearhead Capital, Llc | Little Silver | NJ | 11/2020 | 11/2022 |
| Spearhead Capital Advisors, Llc | Little Silver | NJ | 11/2020 | 02/2022 |
| Spearhead Administrative Services, Llc | Little Silver | NJ | 02/2022 | Present |
| The Leaders Group Inc | Summit | NJ | 05/2023 | Present |
1.) SPEARHEAD ADMINISTRATIVE SERVICES, LLC - 2/15/22 - 3828 Kennett Pike, Suite 202, Greenville, DE 19807 - General counsel & CCO, Administration of legal/compliance program, Not Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours). 2.) THE LEADERS GROUP, INC. - 5/2023 - 475 Springfield Ave., Summit NJ 07901- Registered Representative - Broker Dealer - Invt Rel, 0 Hours/Month - Holding Active FINRA license
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-02 |
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