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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-06-22
DE RA APPROVED 2021-06-09
  • PA RA
    APPROVED
    Since 2021-06-22
  • DE RA
    APPROVED
    Since 2021-06-09

Branch Locations

1007 North Market Street, Wilmington, DE 19801 • United States

3801 Kennett Pike, Wilmington, DE 19807 • United States

1207 N. Union Street, Wilmington, DE 19806 • United States

Chalfont, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities, Inc. Southhampton PA 04/2013 Present
Lpl Financial Llc South Hampton PA 06/2021 Present
Lpl Financial Llc South Hampton PA 06/2021 Present
  • 04/2013 → Present
    M&T Securities, Inc.
    Southhampton, PA
  • 06/2021 → Present
    South Hampton, PA
  • 06/2021 → Present
    South Hampton, PA
Previous Registrations
  • 2013-04-16 → 2021-06-09
    M&T Securities, Inc.
    Bethelehem, PA
    South Hampton, PA
    Holland, PA
    Bensalem, PA
    Horsham, PA
    Wilmington, DE
    Doylestown, PA
    Bensalem, PA
    Wilmington, DE
    Wilmington, DE
    Buffalo, NY
    Wilmington, DE
    Claymont, DE
    Elsmere, DE
    Wilmington, DE
    Wilmington, DE
    Wilkes-Barre, PA
    Wilmington, DE
    Wilkes-Barre, PA
    Baltimore, MD
    South Hampton, PA
    Horsham, PA
  • 2012-09-19 → 2013-04-10
    Newtown, PA
    Langhorne, PA
    Bensalem, PA
    Yardley, PA
    Burlington, NJ
    Conshohocken, PA
    King Of Prussia, PA
    Boston, MA
    Philadelphia, PA
  • 2009-04-20 → 2012-09-19
    Burlington, NJ
    Newton, PA
    Yardley, PA
    Yardley, PA
    Bensalem, PA
    Yardley, PA
    Langhorne, PA
    Bensalem, PA
    Yardley, PA
    Yardley, PA
    Langhorne, PA
    Langhorne, PA
    Bensalem, PA
  • 2009-01-09 → 2009-03-30
    Erie, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
Other Businesses

I am the Owner/Landlord Commercial of rental property acquired on 9-11-17. Corey, BF Interior Design Company is the tenant. My spouse, Beth Farquharson, was solicited to invest in the property. My current role with M&T Securities is Financial Consultant.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-27
S63 Uniform Securities Agent State Law Examination 1997-12-09
  • S65 Uniform Investment Adviser Law Examination
    2007-11-27
  • S63 Uniform Securities Agent State Law Examination
    1997-12-09
Designations

View on SEC IAPD

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