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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-12-06 |
| CA | RA | APPROVED | 2007-05-29 |
Branch Locations
Cwm Retail, Sales 16800 Devonshire Street, Granada Hills, CA 91344 • United States
Citi Wealth Management, Sales 2170 Newbury Road, Newbury Park, CA 91320 • United States
Granada Hills, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Granada Hills | CA | 05/2007 | Present |
Rental Property - Sherman Oaks/ Van Nuys, CA; Investment-related; Affiliation started on 10/23/2020; Title: Owner; Duties Property Owner; 0 hours devoted each month during securities trading hours; 2 hours devoted each month outside securities trading hours.///// Rental Property - Porter Ranch, CA; Investment-related; Affiliation started on 12/08/2020; Title: Owner; Duties; Pay mortgage, taxes, insurance and other expenses and collect rent; 0 hours devoted each month during securities trading hours; 1 hour devoted each month outside securities trading hours.///// Rental Property - Sherman Oaks, CA; Investment-related; Affiliation started on 11/04/2021; Title: Owner: Duties: Collect rent and call repair person when necessary; 0 hours devoted each month during securities trading hours; 3 hours devoted each month outside securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-27 |
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