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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-15 |
| TX | RA | APPROVED_RES | 2025-05-15 |
Branch Locations
1053 W. Sunset Blvd., Los Angeles, CA 90012 • United States
16840 Devonshire Street, Granada Hills, CA 91344 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Water And Power Community Credit Union | Los Angeles | CA | 02/2000 | 06/2023 |
| Cuso Financial Services, L.P. | San Diego | CA | 03/2000 | 05/2025 |
| Lpl Financial Llc | Granada Hills | CA | 05/2025 | Present |
1- 05/15/2025 - Water and Power Financial Services - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-10 |
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