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Dennis Mai

Citigroup Global Markets Inc.

Grenada Hills, CA

New York, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-09-16
  • CA RA
    APPROVED
    Since 2015-09-16

Branch Locations

16800 Devonshire Street, Grenada Hills, CA 91344 • United States

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Granada Hills CA 08/2008 Present
  • 08/2008 → Present
    Citigroup
    Granada Hills, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-14
S63 Uniform Securities Agent State Law Examination 2015-07-27
  • S65 Uniform Investment Adviser Law Examination
    2015-09-14
  • S63 Uniform Securities Agent State Law Examination
    2015-07-27

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GRANADA HILLS, CA
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