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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
1233 West Loop South Suite 1100, Houston, TX 77027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Houston | TX | 09/2017 | 05/2021 |
| La Fitness | Houston | TX | 03/2016 | 08/2017 |
| Prudential Insurance Company Of America | Houston | TX | 05/2021 | Present |
| Pruco Securities, Llc. | Houston | TX | 05/2021 | 11/2024 |
| Lpl Enterprise, Llc | Houston | TX | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-25 |
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