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Jesse W. Caldwell

Strategic Advisers LLC

Salt Lake City, UT

Syracuse, UT

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
UT RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31
  • UT RA
    APPROVED
    Since 2025-03-31

Branch Locations

49 North 400 West, Salt Lake City, UT 84101-1368 • United States

Syracuse, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Salt Lake City UT 08/2017 Present
Shopko Stores Tremonton UT 06/2016 08/2017
Fidelity Investments Boston MA 03/2025 Present
  • 08/2017 → Present
    Fidelity Brokerage Services, Llc
    Salt Lake City, UT
  • 06/2016 → 08/2017
    Shopko Stores
    Tremonton, UT
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-12-18 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
Other Businesses

OBA-13453|OrgNmn:Rental Property|Org Addr:West Point,Utah,US|OBA Nature:Owning and renting 3 houses.|Invst Rel:Y|Title:Owner|Duties:Rent/maintain property.|StrtDt:08-28-19|TotHrs/mon:1|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-26
S63 Uniform Securities Agent State Law Examination 2017-09-28
  • S66 Uniform Combined State Law Examination
    2018-11-26
  • S63 Uniform Securities Agent State Law Examination
    2017-09-28
Other Names
  • Jesse Walter Caldwell
  • Jesse Caldwell

View on SEC IAPD

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BRANDON GREGORY PEARSON
ALLEN RAY MCNEAL
Jason Scot Berryman
Cassidy Diane Kendzior

Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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