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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-08 |
| NY | RA | APPROVED | 2023-12-11 |
| OR | RA | APPROVED | 2021-07-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Seattle | WA | 10/2017 | 12/2018 |
| Unemployed | Seattle | WA | 11/2016 | 02/2017 |
| Becu | Seattle | WA | 11/2015 | 11/2016 |
| Jpmorgan Chase Bank | Seattle | WA | 05/2017 | 10/2017 |
| Unemployed | Bothell | WA | 02/2017 | 04/2017 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2021 | Present |
| Jp Morgan Securities Llc | Portland | OR | 01/2019 | 07/2021 |
| Resplendent Llc | Tigard | OR | 09/2023 | Present |
| J.P. Morgan Securities Llc | New York | NY | 08/2017 | Present |
Entity Name: Resplendent LLC Investment related: No Address: Tigard, OR 97223" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 09/08/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: "I am co-owner of an LLC that owns and operates a residential rental property with two rental units. I manage the finances for the LLC, but there is no connection to JPMC (except as lender for the property mortgage) and it is not similar to my JPMC role."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-05 |
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