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Tomik Sarkissian

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-28
CA RA APPROVED 2020-01-09
  • TX RA
    APPROVED_RES
    Since 2020-02-28
  • CA RA
    APPROVED
    Since 2020-01-09

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Pasadena CA 02/2016 08/2018
Wells Fargo Clearing Services Llc Pasadena CA 08/2017 08/2018
J.P. Morgan Securities, Llc Burbank CA 08/2018 08/2019
Jpmorgan Chase Bank, N.A. Burbank CA 08/2018 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sunland CA 08/2019 Present
Bank Of America, N.A. Sunland CA 08/2019 Present
  • 02/2016 → 08/2018
    Wells Fargo Bank Na
    Pasadena, CA
  • 08/2017 → 08/2018
    Wells Fargo Clearing Services Llc
    Pasadena, CA
  • 08/2018 → 08/2019
    J.P. Morgan Securities, Llc
    Burbank, CA
  • 08/2018 → 08/2019
    Jpmorgan Chase Bank, N.A.
    Burbank, CA
  • 08/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Sunland, CA
  • 08/2019 → Present
    Bank Of America, N.A.
    Sunland, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-03
S63 Uniform Securities Agent State Law Examination 2018-03-16
  • S66 Uniform Combined State Law Examination
    2020-01-03
  • S63 Uniform Securities Agent State Law Examination
    2018-03-16

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA
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