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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2019-03-29 |
| OR | RA | APPROVED | 2018-06-27 |
Branch Locations
8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States
7100 N Durango Dr, Las Vegas, NV 89149 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Las Vegas | NV | 02/2014 | Present |
| Wells Fargo Clearing Services Llc | Las Vegas | NV | 08/2017 | Present |
UBER, NOT INVT RELATED, LAS VEGAS, NV, DRIVER, START DATE 2/1/2022, 40 HRS PER MONTH, 4 HRS DURING TRADING, DRIVE PASSENGERS. LYFT, NOT INVT RELATED, LAS VEGAS, NV, DRIVER, START DATE 2/1/2022, 40 HRS PER MONTH, 4 HRS DURING TRADING, DRIVE PASSENGERS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-09 |
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