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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2017-10-17
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2017-10-17

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Chase Bank, N.A. New York NY 08/2017 Present
J.P Morgan Securities, Llc. New York NY 08/2017 Present
Ipreo New York NY 06/2015 12/2016
Q4, Inc. New York NY 12/2016 06/2017
  • 08/2017 → Present
    J.P Morgan Chase Bank, N.A.
    New York, NY
  • 08/2017 → Present
    New York, NY
  • 06/2015 → 12/2016
    Ipreo
    New York, NY
  • 12/2016 → 06/2017
    Q4, Inc.
    New York, NY
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-13
  • S66 Uniform Combined State Law Examination
    2017-10-13

View on SEC IAPD

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