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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-12-06
GA RA APPROVED 2022-12-05
NJ RA APPROVED 2022-12-02
OH RA APPROVED 2022-12-02
WV RA APPROVED 2022-12-02
AL RA APPROVED 2022-12-01
IN RA APPROVED 2022-12-01
KY RA APPROVED 2022-12-01
MD RA APPROVED 2022-12-01
MI RA APPROVED 2022-12-01
MN RA APPROVED 2022-12-01
MO RA APPROVED 2022-12-01
NC RA APPROVED 2022-12-01
PA RA APPROVED 2022-12-01
VA RA APPROVED 2022-12-01
WI RA APPROVED 2022-12-01
NY RA APPROVED 2021-08-16
IL RA APPROVED 2021-01-20
TX RA APPROVED 2021-01-01
  • FL RA
    APPROVED
    Since 2022-12-06
  • GA RA
    APPROVED
    Since 2022-12-05
  • NJ RA
    APPROVED
    Since 2022-12-02
  • OH RA
    APPROVED
    Since 2022-12-02
  • WV RA
    APPROVED
    Since 2022-12-02
  • AL RA
    APPROVED
    Since 2022-12-01
  • IN RA
    APPROVED
    Since 2022-12-01
  • KY RA
    APPROVED
    Since 2022-12-01
  • MD RA
    APPROVED
    Since 2022-12-01
  • MI RA
    APPROVED
    Since 2022-12-01
  • MN RA
    APPROVED
    Since 2022-12-01
  • MO RA
    APPROVED
    Since 2022-12-01
  • NC RA
    APPROVED
    Since 2022-12-01
  • PA RA
    APPROVED
    Since 2022-12-01
  • VA RA
    APPROVED
    Since 2022-12-01
  • WI RA
    APPROVED
    Since 2022-12-01
  • NY RA
    APPROVED
    Since 2021-08-16
  • IL RA
    APPROVED
    Since 2021-01-20
  • TX RA
    APPROVED
    Since 2021-01-01

Branch Locations

2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Houston TX 09/2017 Present
Rawls College Of Business Lubbock TX 04/2016 07/2017
Agia Houston TX 12/2022 Present
  • 09/2017 → Present
    Valic Financial Advisors
    Houston, TX
  • 04/2016 → 07/2017
    Rawls College Of Business
    Lubbock, TX
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-29
S63 Uniform Securities Agent State Law Examination 2017-11-17
  • S65 Uniform Investment Adviser Law Examination
    2020-12-29
  • S63 Uniform Securities Agent State Law Examination
    2017-11-17
Other Names
  • Patrick Ricci

View on SEC IAPD

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