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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-16 |
Branch Locations
4411 98Th St, Lubbock, TX 79424-5062 • United States
Lubbock, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Lubbock | TX | 12/2018 | 10/2019 |
| Mml Investors Services | Lubbock | TX | 01/2019 | 10/2019 |
| West Texas Independent Financial Services | Lubbock | TX | 08/2017 | 12/2018 |
| Bbva Compass | Lubbock | TX | 08/2015 | 08/2017 |
| Wells Fargo Bank, Na | Lubbock | TX | 10/2019 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Lubbock | TX | 11/2019 | 07/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lubbock | TX | 07/2021 | 09/2022 |
| Bank Of America, N.A. | Lubbock | TX | 08/2021 | 09/2022 |
| Ameriprise Financial Services, Llc | Lubbock | TX | 09/2022 | Present |
Outside Employment; Centennial Bank; Wealth Advisor - Financial planning for bank clientelle; ; 4411 98th Street, , Lubbock, TX, 79424; Investment-Related; 09/12/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-01 |
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