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4525 Painters Mills Road, Owings Mills, MD 21117 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-10-28 |
Branch Locations
2220 Briargate Parkway Financial Center Two, Colorado Springs, CO 80920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price | Colorado Springs | CO | 08/2017 | Present |
| The Art Of Sustainable Wellness (Formerly Dr. Lise Naugle, Llc) | Colorado Springs | CO | 08/2013 | Present |
| City Of Colorado Springs | Colorado Springs | CO | 06/2017 | 07/2017 |
(1) Dance Wonderland; 11/28/2022; Dancer/Instructor; Dancing, performing, teaching, Non-Investment Related; 10 Hours per month; 0 during trading (2) Self Employed - Unincorporated Business; Non-Investment Related; 11/25/24; Woodworking, construction, landscaping services; 100% owned; 1 hour per month; 0 during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-15 |
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