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Christopher Joseph Schierhorn

Ubs Financial Services Inc.

San Diego, CA

Coronado, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-21
CA RA APPROVED 2017-12-11
  • TX RA
    APPROVED_RES
    Since 2023-06-21
  • CA RA
    APPROVED
    Since 2017-12-11

Branch Locations

600 West Broadway Suite 2100, San Diego, CA 92101 • United States

Coronado, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services San Diego CA 09/2017 Present
Hein And Associates Llp Dallas TX 09/2014 08/2017
  • 09/2017 → Present
    Ubs Financial Services
    San Diego, CA
  • 09/2014 → 08/2017
    Hein And Associates Llp
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-11
  • S66 Uniform Combined State Law Examination
    2017-12-11

View on SEC IAPD

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