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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-12-10
  • NY RA
    APPROVED
    Since 2024-12-10

Branch Locations

200 Park Avenue, New York, NY 10166 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Princeton NJ 07/2017 05/2023
Blackrock Investments, Llc Princeton NJ 07/2017 02/2023
Lehigh University Bethlehem PA 08/2013 05/2017
Golub Capital New York NY 02/2023 Present
  • 07/2017 → 05/2023
    Blackrock
    Princeton, NJ
  • 07/2017 → 02/2023
    Blackrock Investments, Llc
    Princeton, NJ
  • 08/2013 → 05/2017
    Lehigh University
    Bethlehem, PA
  • 02/2023 → Present
    Golub Capital
    New York, NY
Previous Registrations
Other Businesses

Golub Capital, dba, Direct lender and credit asset manager; approx 200 hours per month. Start date 2/2023.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-31
  • S66 Uniform Combined State Law Examination
    2018-01-31

View on SEC IAPD

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