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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Bank Upper Michigan | Escanaba | MI | 09/2017 | 07/2018 |
| University Of Michigan, Ross School Of Business | Ann Arbor | MI | 09/2014 | 04/2017 |
| Unemployed | Escanaba | MI | 04/2017 | 09/2017 |
| Voya Financial Advisors | Escanaba | MI | 07/2018 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| First Investment Services | Escanaba | MI | 05/2024 | Present |
1. NAME OF OTHER BUSINESS: FIRST PRESBYTERIAN CHURCH OF ESCANABA, MI; INVESTMENT RELATED: NO; ADDRESS: 819 1ST AVE. S. ESCANABA MI; 49829; NATURE OF BUSINESS: CHURCH; START DATE: 7/2024; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ADVISE ON OVERSIGHT OF CHURCH BUDGET, INVESTMENT ACCOUNTS MANAGED BY A THIRD-PARTY, AND ALL FINANCIAL MATTER PERTAINING TO THE CHURCH; 2. NAME OF ENTITY:OSF St. Francis Foundation Board; No; 3401 Ludington Street; Escanaba; MI; 49829; NON-PROFIT ORGANIZATION; Board Member; 2/5/2020; 1; 0; ATTEND MEETINGS; 3. NAME OF ENTITY:FIRST BANK, UPPER MICHIGAN; Yes; 2800 LUDINGTON ST; ESCANABA; MI; 49829; FINANCIAL SERVICES; BROKER/INVESTMENT REPRESENTATIVE; 9/18/2017; 160; 130; SERVICING OF BROKERAGE CLIENTS; 4. NAME OF OTHER BUSINESS: FIRST INVESTMENT SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: ROTARY CLUB OF ESCANABA, MI (CLUB 2642); INVESTMENT RELATED: NO; ADDRESS: 624 LUDINGTON ST, ESCANABA, MI 49829; NATURE OF BUSINESS: BOARD; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: PAST-PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ASSIST CURRENT CLUB PRESIDENT AS NEEDED TO HELP RUN WEEKLY CLUB MEETINGS, MONTHLY BOARD MEETINGS & OTHER FUNCTIONS OR SERVICE PROJECTS OF OUR ROTARY CLUB; 6. NAME OF OTHER BUSINESS: FIRST BANK INVESTMENT MANAGEMENT GROUP DBA FIRST INVESTMENT SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; START DATE: 05/2024; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: CETERA ADVISOR NETWORKS LOCATED AT FIRST BANK INVESTMENT MANAGEMENT GROUP; 7. NAME OF OTHER BUSINESS: ESCANABA ROTARY TRUST BOARD/CAMP HARSTAD, INVESTMENT RELATED: NO, ADDRESS: 401 LUDINGTON STREET, ESCANABA, MI 59829, NATURE OF BUSINESS: NON-PROFIT, START DATE: 07/2024, POSITION/TITLE/RELATIONSHIP: APPOINTED BOARD MEMBER, APX NUMBER OF HOURS PER WEEK 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSEE OPERATIONS IN SUMMER MONTHS, PARTNER WITH YMCA TO PROVIDE SUMMER CAMP TO CHILDREN WITH SPECIAL NEEDS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-10 |
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