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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-06-29
  • MI RA
    APPROVED
    Since 2023-06-29

Branch Locations

1921 3Rd Ave N, Escanaba, MI 49829 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Bank Upper Michigan Escanaba MI 09/2017 07/2018
University Of Michigan, Ross School Of Business Ann Arbor MI 09/2014 04/2017
Unemployed Escanaba MI 04/2017 09/2017
Voya Financial Advisors Escanaba MI 07/2018 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
First Investment Services Escanaba MI 05/2024 Present
  • 09/2017 → 07/2018
    First Bank Upper Michigan
    Escanaba, MI
  • 09/2014 → 04/2017
    University Of Michigan, Ross School Of Business
    Ann Arbor, MI
  • 04/2017 → 09/2017
    Unemployed
    Escanaba, MI
  • 07/2018 → 06/2021
    Voya Financial Advisors
    Escanaba, MI
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 05/2024 → Present
    First Investment Services
    Escanaba, MI
Previous Registrations
  • 2018-07-11 → 2021-06-09
    Escanaba, MI
    Marinette, WI
    Escanaba, MI
    Marinette, WI
    Windsor, CT
  • 2018-02-10 → 2018-07-05
    Investment Professionals, Inc.
    Escanaba, MI
    Downers Grove, IL
    Escanaba, MI
Other Businesses

1. NAME OF OTHER BUSINESS: FIRST PRESBYTERIAN CHURCH OF ESCANABA, MI; INVESTMENT RELATED: NO; ADDRESS: 819 1ST AVE. S. ESCANABA MI; 49829; NATURE OF BUSINESS: CHURCH; START DATE: 7/2024; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ADVISE ON OVERSIGHT OF CHURCH BUDGET, INVESTMENT ACCOUNTS MANAGED BY A THIRD-PARTY, AND ALL FINANCIAL MATTER PERTAINING TO THE CHURCH; 2. NAME OF ENTITY:OSF St. Francis Foundation Board; No; 3401 Ludington Street; Escanaba; MI; 49829; NON-PROFIT ORGANIZATION; Board Member; 2/5/2020; 1; 0; ATTEND MEETINGS; 3. NAME OF ENTITY:FIRST BANK, UPPER MICHIGAN; Yes; 2800 LUDINGTON ST; ESCANABA; MI; 49829; FINANCIAL SERVICES; BROKER/INVESTMENT REPRESENTATIVE; 9/18/2017; 160; 130; SERVICING OF BROKERAGE CLIENTS; 4. NAME OF OTHER BUSINESS: FIRST INVESTMENT SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: ROTARY CLUB OF ESCANABA, MI (CLUB 2642); INVESTMENT RELATED: NO; ADDRESS: 624 LUDINGTON ST, ESCANABA, MI 49829; NATURE OF BUSINESS: BOARD; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: PAST-PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ASSIST CURRENT CLUB PRESIDENT AS NEEDED TO HELP RUN WEEKLY CLUB MEETINGS, MONTHLY BOARD MEETINGS & OTHER FUNCTIONS OR SERVICE PROJECTS OF OUR ROTARY CLUB; 6. NAME OF OTHER BUSINESS: FIRST BANK INVESTMENT MANAGEMENT GROUP DBA FIRST INVESTMENT SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; START DATE: 05/2024; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: CETERA ADVISOR NETWORKS LOCATED AT FIRST BANK INVESTMENT MANAGEMENT GROUP; 7. NAME OF OTHER BUSINESS: ESCANABA ROTARY TRUST BOARD/CAMP HARSTAD, INVESTMENT RELATED: NO, ADDRESS: 401 LUDINGTON STREET, ESCANABA, MI 59829, NATURE OF BUSINESS: NON-PROFIT, START DATE: 07/2024, POSITION/TITLE/RELATIONSHIP: APPOINTED BOARD MEMBER, APX NUMBER OF HOURS PER WEEK 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSEE OPERATIONS IN SUMMER MONTHS, PARTNER WITH YMCA TO PROVIDE SUMMER CAMP TO CHILDREN WITH SPECIAL NEEDS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-10
  • S66 Uniform Combined State Law Examination
    2018-02-10
Other Names
  • Alex Dehaan

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