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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Escanaba | MI | 07/2012 | 02/2019 |
| Advantage Investment Management, Llc | Escanaba | MI | 06/2013 | 02/2019 |
| Commonwealth Financial Network | Waltham | MA | 02/2019 | 09/2025 |
| Great Lakes Wealth Advisors | Escanaba | MI | 02/2019 | Present |
| Grandmark, Llc | Escanaba | MI | 06/2022 | Present |
| Cts Securities, Inc. | Escanaba | MI | 04/2021 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 12/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2025 | Present |
| Grandmark Storage Llc | Gladstone | MI | 11/2025 | Present |
1. NAME OF OTHER BUSINESS: GREAT LAKES WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2019 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: GRANDMARK, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: OFFICE RENTAL START DATE: 06/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OFFICE AND APARTMENT RENTALS; 3. NAME OF OTHER BUSINESS: CTS SECURITIES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: S CORP FOR TAX PURPOSES START DATE: 04/2021 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: S CORP FOR TAX PURPOSES WITH COMPENSATION FROM BEING A FINANCIAL ADVISOR; 4. NAME OF OTHER BUSINESS: GRANDMARK STORAGE LLC; INVESTMENT RELATED: NO; ADDRESS: 915 BLACKWELL AVE, GLADSTONE, MI 49837; NATURE OF BUSINESS: STORAGE FACILITY; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RENTING AND MAINTAINING STORAGE UNITS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-16 |
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