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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-02 |
| MI | RA | APPROVED | 2025-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Escanaba | MI | 01/2011 | 02/2019 |
| Raymond James Financial Services Advisors Inc. | Escanaba | MI | 06/2011 | 02/2019 |
| Mnj Securities, Inc. | Escanaba | MI | 12/2018 | Present |
| Escanaba Country Club | Escanaba | MI | 07/2015 | 11/2016 |
| Commonwealth Financial Network | Waltham | MA | 02/2019 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 12/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2025 | Present |
| Great Lakes Wealth Advisors | Escanaba | MI | 12/2018 | Present |
| Grandmark, Llc | Escanaba | MI | 07/2015 | Present |
| Grandmark Storage Llc | Gladstone | MI | 11/2025 | Present |
1. NAME OF OTHER BUSINESS: GREAT LAKES WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2018 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: GRANDMARK, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: OFFICE RENTAL START DATE: 07/2015 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OFFICE AND APARTMENT RENTALS 3. NAME OF OTHER BUSINESS: MNJ SECURITIES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: S CORP FOR TAX PURPOSES START DATE: 12/2018 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: S CORP FOR TAX PURPOSES WITH COMPENSATION FROM BEING A FINANCIAL ADVISOR. 4. NAME OF OTHER BUSINESS: GRANDMARK STORAGE LLC; INVESTMENT RELATED: NO; ADDRESS: 915 BLACKWELL AVE, GLADSTONE, MI 49837; NATURE OF BUSINESS: STORAGE FACILITY; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ENSURE WEBSITE IS RUNNING SMOOTHLY. RESPOND TO ANY TENANT QUESTIONS/CONCERNS/COMMENTS/NEEDS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-04 |
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