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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-02
MI RA APPROVED 2025-12-01
  • TX RA
    APPROVED_RES
    Since 2025-12-02
  • MI RA
    APPROVED
    Since 2025-12-01

Branch Locations

812 Ludington St, Escanaba, MI 49829 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Escanaba MI 01/2011 02/2019
Raymond James Financial Services Advisors Inc. Escanaba MI 06/2011 02/2019
Mnj Securities, Inc. Escanaba MI 12/2018 Present
Escanaba Country Club Escanaba MI 07/2015 11/2016
Commonwealth Financial Network Waltham MA 02/2019 09/2025
Cetera Wealth Services, Llc El Segundo CA 12/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 12/2025 Present
Great Lakes Wealth Advisors Escanaba MI 12/2018 Present
Grandmark, Llc Escanaba MI 07/2015 Present
Grandmark Storage Llc Gladstone MI 11/2025 Present
  • 01/2011 → 02/2019
    Raymond James Financial Services, Inc.
    Escanaba, MI
  • 06/2011 → 02/2019
    Escanaba, MI
  • 12/2018 → Present
    Mnj Securities, Inc.
    Escanaba, MI
  • 07/2015 → 11/2016
    Escanaba Country Club
    Escanaba, MI
  • 02/2019 → 09/2025
    Waltham, MA
  • 12/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 12/2025 → Present
    Schaumburg, IL
  • 12/2018 → Present
    Great Lakes Wealth Advisors
    Escanaba, MI
  • 07/2015 → Present
    Grandmark, Llc
    Escanaba, MI
  • 11/2025 → Present
    Grandmark Storage Llc
    Gladstone, MI
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: GREAT LAKES WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2018 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: GRANDMARK, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: OFFICE RENTAL START DATE: 07/2015 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OFFICE AND APARTMENT RENTALS 3. NAME OF OTHER BUSINESS: MNJ SECURITIES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: S CORP FOR TAX PURPOSES START DATE: 12/2018 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: S CORP FOR TAX PURPOSES WITH COMPENSATION FROM BEING A FINANCIAL ADVISOR. 4. NAME OF OTHER BUSINESS: GRANDMARK STORAGE LLC; INVESTMENT RELATED: NO; ADDRESS: 915 BLACKWELL AVE, GLADSTONE, MI 49837; NATURE OF BUSINESS: STORAGE FACILITY; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ENSURE WEBSITE IS RUNNING SMOOTHLY. RESPOND TO ANY TENANT QUESTIONS/CONCERNS/COMMENTS/NEEDS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-17
S63 Uniform Securities Agent State Law Examination 2011-04-04
  • S65 Uniform Investment Adviser Law Examination
    2011-05-17
  • S63 Uniform Securities Agent State Law Examination
    2011-04-04

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