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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-01-26
NY RA APPROVED 2023-01-26
TX RA APPROVED 2023-01-26
  • NJ RA
    APPROVED
    Since 2023-01-26
  • NY RA
    APPROVED
    Since 2023-01-26
  • TX RA
    APPROVED
    Since 2023-01-26

Branch Locations

75 Rockefeller Plz, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hyde School Woodstock CT 06/2011 08/2017
Morgan Stanley Smith Barney Llc Albany NY 02/2018 05/2018
Trustco Bank Albany NY 10/2017 12/2017
Morgan Stanley Private Bank, N.A. New York NY 07/2018 01/2023
Morgan Stanley Smith Barney Llc Poughkeepsie NY 05/2018 07/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 01/2023 Present
Babson College Wellesley VA 09/2018 08/2020
Bank Of America, N.A. New York NY 04/2023 Present
  • 06/2011 → 08/2017
    Hyde School
    Woodstock, CT
  • 02/2018 → 05/2018
    Morgan Stanley Smith Barney Llc
    Albany, NY
  • 10/2017 → 12/2017
    Trustco Bank
    Albany, NY
  • 07/2018 → 01/2023
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 05/2018 → 07/2018
    Morgan Stanley Smith Barney Llc
    Poughkeepsie, NY
  • 01/2023 → Present
    New York, NY
  • 09/2018 → 08/2020
    Babson College
    Wellesley, VA
  • 04/2023 → Present
    Bank Of America, N.A.
    New York, NY
Previous Registrations
  • 2018-04-24 → 2023-02-16
    Albany, NY
    Poughkeepsie, NY
Other Businesses

I*1169269For profit or not for profit: Entity CharitableName of outside business organization: Community Foundations of the Hudson ValleyInvestment related: NAddress of business: Poughkeepsie, New York, 12603Nature of business: ["Charitable Organization"]Position, title, association: ["Committee","Board Member"], [["Nominating committee","Other"]]Start date of relationship: 7/5/2022Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0Duties: The Community Foundations of the Hudson Valley works to strengthen our community by helping individuals, businesses and organizations establish and administer funds that support vital causes and charities.my role as a board member extends to being a part of the Grants committee (choosing foundations to donate to) and the Diversity Equity & Inclusion Committee I*1797339, Entity Type: Entity Charitable Name of OBA: Chamber of Commerce of Washington Heights and Inwood Address: New York, New York 10033 Investment Related: N Position, Title, Association: Board Member Employee Start Date: 05/20/2024 No Hours: 2 No Hours during trading: 0 Duties: The Chamber of Commerce of Washington Heights and Inwood supports and fosters an environment to stimulate and support local businesses and to help improve overall conditions in the community. As a Board Member I will help the chamber in their efforts to improve the Washington heights neighborhood through various events and meetings. I*4519308 Entity Type: N/A Name of OBA: Courtside Moms Media Address: Carnegie, Pennsylvania, 15106 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/15/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0, Monthly Duties: Courtside Moms Media was built on vision, purpose, and the belief that strong voices and strong leadership build strong communities. Courtside Moms Media is a platform created by two basketball moms who saw the need to educate and empower the families behind professional athletes. As a former athlete, CSMM is looking to bring me on for my athlete perspective / experiences to help continue to elevate CSMM in the basketball space.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-23
  • S66 Uniform Combined State Law Examination
    2018-04-23
Other Names
  • Michael C Cannon
  • Mike Cannon
  • Michael Charles Cannon

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