Micah Moore

Current Employers

Employment History

• 04/2018 → 07/2019
  Mml Investors Services, Llc
  Naples, NY
• 01/2018 → 07/2019
  Mass Mutual Life Insurance Company
  Naples, NY
• 06/2015 → 12/2017
  Hazlitt Red Cat Cellars
  Naples, NY
• 12/2013 → 06/2017
  Prattsburgh Csd
  Prattsburgh, NY
• 01/2020 → 07/2021
  Mml Investors Services, Llc
  Rochester, NY
• 01/2020 → 07/2021
  Mass Mutual Life Insurance Company
  Rochester, NY
• 08/2019 → 12/2019
  Moore Financial Group
  Naples, NY
• 08/2017 → 01/2018
  American Portfolio Financial Services, Inc
  Naples, NY
• 07/2021 → 04/2024
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2021 → 04/2024
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 04/2024 → Present
  Peak Brokerage Services, Llc
  Jupiter, FL
• 04/2024 → Present
  Independent Solutions Wealth Management, Llc
  Williamsville, NY

Previous Registrations

• 2021-11-18 → 2024-04-22
  Cambridge Investment Research Advisors, Inc.
  Naples, NY
  Rochester, NY

Other Businesses

1) Business Entity: Naples NY Rotary Club; Business Activity: Naples NY Rotary Club; Address: Naples, NY; Duties of Position: Club Auditor, Camp Onseyawa Rep; trout derby committee chair; Title: Club Auditor, Camp Onseyawa Rep; Start Date: 10/2020; Approx. # of hours per month spent on activity: 8; Approx. # of hours spent during trading hours: 3 2) Business Entity: Rotary Camp Onseyawa; Business Activity: Board Member; Address: Penn Yan, NY; Duties of Position: Voting, auditing, facilitating meetings; Title: Vice President of the Board, Board Member; Committee Member; Start Date: 08/2021; Approx. # of hours per month spent on activity: 3; Approx. # of hours spent during trading hours: 3 3) Business Entity: Peak Brokerage Services; Business Activity: Broker Dealer; Duties of Position: Registered Representative; Title: Registered Representative; Start Date: 04/2024; Approx. # of hours per month spent on activity: 20; Approx. # of hours spent during trading hours: 20 4) Business Entity: The Financial Guys; Business Activity: Wealth Manager; Duties of Position: Sell life insurance, perform financial reviews; Title: Wealth Manager; Start Date: 04/2024; Approx. # of hours per month spent on activity: 20; Approx. # of hours spent during trading hours: 20 5) Business Entity: Independent Solutions Wealth Management, LLC; Business Activity: RIA; Duties of Position: Investment Advisor Services; Title: IAR; Start Date: 04/2024; Approx. # of hours per month spent on activity: 20; Approx. # of hours spent during trading hours: 20

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-18
• S63 Uniform Securities Agent State Law Examination
  2019-05-16

Other Names

• Micah Thomas Moore