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Daniel Osorio

Charles Schwab & Co., Inc.

El Segundo, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-05-26
  • CA RA
    APPROVED
    Since 2021-05-26

Branch Locations

2361 Rosecrans Avenue Suite 150, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Montebello CA 12/2014 05/2018
Wells Fargo Clearing Services Llc Montebello CA 08/2017 05/2018
Charles Schwab & Co., Inc. Brea CA 05/2018 10/2019
Charles Schwab Bank Brea CA 05/2018 10/2019
Fidelity Brokerage Services Llc Brea CA 05/2020 04/2021
Charles Schwab Bank Pasadena CA 11/2019 05/2020
Charles Schwab & Co., Inc. Pasadena CA 11/2019 05/2020
Charles Schwab & Co., Inc. El Segundo CA 05/2021 Present
Charles Schwab Bank, Ssb El Segundo CA 05/2021 Present
  • 12/2014 → 05/2018
    Wells Fargo Bank Na
    Montebello, CA
  • 08/2017 → 05/2018
    Wells Fargo Clearing Services Llc
    Montebello, CA
  • 05/2018 → 10/2019
    Charles Schwab & Co., Inc.
    Brea, CA
  • 05/2018 → 10/2019
    Charles Schwab Bank
    Brea, CA
  • 05/2020 → 04/2021
    Fidelity Brokerage Services Llc
    Brea, CA
  • 11/2019 → 05/2020
    Charles Schwab Bank
    Pasadena, CA
  • 11/2019 → 05/2020
    Charles Schwab & Co., Inc.
    Pasadena, CA
  • 05/2021 → Present
    Charles Schwab & Co., Inc.
    El Segundo, CA
  • 05/2021 → Present
    Charles Schwab Bank, Ssb
    El Segundo, CA
Previous Registrations
  • 2020-05-29 → 2021-05-14
    Fidelity Personal And Workplace Advisors
    Brea, CA
  • 2019-04-01 → 2020-06-01
    Charles Schwab & Co., Inc.
    Brea, CA
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-01
S63 Uniform Securities Agent State Law Examination 2017-11-09
  • S65 Uniform Investment Adviser Law Examination
    2019-04-01
  • S63 Uniform Securities Agent State Law Examination
    2017-11-09

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
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