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Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-08-24
  • MI RA
    APPROVED
    Since 2010-08-24

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Distributors Llc Stamford CT 12/2005 Present
Clearbridge Investments Llc New York NY 12/2005 Present
Legg Mason & Co Llc Ann Arb0R MI 12/2005 07/2021
  • 12/2005 → Present
    Franklin Distributors Llc
    Stamford, CT
  • 12/2005 → Present
    New York, NY
  • 12/2005 → 07/2021
    Legg Mason & Co Llc
    Ann Arb0R, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-27
  • S66 Uniform Combined State Law Examination
    2005-06-27

View on SEC IAPD

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