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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-16 |
| TN | RA | APPROVED | 2022-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2017 | 07/2019 |
| Bank Of America Corp | Knoxville | TN | 02/2014 | 07/2017 |
| Raymond James Financial Services, Inc. | Knoxville | TN | 07/2020 | 04/2022 |
| Raymond James Financial Services Advisors, Inc. | Knoxville | TN | 07/2020 | 04/2022 |
| Truist Bank | Knoxville | TN | 09/2019 | 06/2020 |
| Marzolf Investment Group, Llc | Knoxville | TN | 07/2020 | 04/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Knoxville | TN | 05/2022 | Present |
| Bank Of America, N.A | Knoxville | TN | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-07 |
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