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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-19 |
| AL | RA | APPROVED | 2012-07-13 |
| TN | RA | APPROVED | 2009-01-02 |
Branch Locations
241 Brooklawn St, Knoxville, TN 37934 • United States
9601 Kingston Pk, Knoxville, TN 37922 • United States
837 W Lamar Alexander Parkway, Maryville, TN 37801 • United States
1111 Northshore Drive Suite S-600, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services,Inc. | Knoxville | TN | 08/2007 | Present |
| Raymond James Financial Services Advisors, Inc | Knoxville | TN | 01/2009 | Present |
| Pinnacle Bank | Knoxville | TN | 06/2014 | Present |
(1) Name of Business: Align Private Wealth Partners Address: 1111 N Northshore Dr Ste S600, Knoxville, TN, 37919-4082, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/01/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Certified Private Wealth Advisor\nCertified Financial Planner (2) Name of Business: Ashley Sartelle for School Board Address: 1111 N Northshore Dr Ste S600, Knoxville, TN, 37919-4082, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 01/30/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Filing quarterly paperwork to Knox County on financial disclosures for campaign contributions. (3) Name of Business: Pinnacle Bank Address: 1111 Northshore Drive, Suite S600, Knoxville, TN, 37919, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 06/09/2014 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Registered Principal (4) Name of Business: Resurrection Presbyterian Church Address: 4424 Sutherland Ave , Knoxville, TN, 37919, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Director Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 11-20 Description of duties: I am a Deacon of the church and on the finance committee. As a Deacon my role is congregational care and general support of the church, including physical buildings and personal matters of members. As a finance committee member, I serve as Treasurer, focused on donor relations, giving, and annual budgeting. My role is more of oversight and reporting to the congregation and is not the physical collection of giving. Third party used for accounting, reporting, and donor statements. (5) Name of Business: Soar Youth Ministries ("Thrive") Address: 6305 Kingston Pike , Knoxville, TN, 37919, United States Activity Type: Non profit Position/Title: Board Member, Advisory Board Investment Related: Yes Start Date: 01/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: General oversite and support for Thrive. Strategic plan setting, financial oversite and budget item approvals. (6) Name of Business: Trinity Health Foundation of East TN Address: 525 Portland St, Knoxville, TN, 37919, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 01/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: The role of the board at Trinity Health Foundation is primarily to review, rank and approve grant requests that are made to the foundation. We also oversee a corpus of approximately $35M in investments, split between two outside/ third party managers. I do not personally have any investment relationship as a board member.to the foundation. We also oversee a corpus of approximately $35M in investments, split between two outside/ third party managers. I do not personally have any investment relationship as a board member.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-25 |
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