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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Horizon Advisors, Inc. | Maryville | TN | 07/2010 | 06/2020 |
| Raymond James Financial Services, Inc. | Knoxville | TN | 06/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Knoxville | TN | 06/2022 | Present |
| Pinnacle Financial Partners/Pinnacle Bank | Knoxville | TN | 04/2021 | Present |
| First Horizon Advisors, Inc. | Maryville | TN | 06/2020 | 06/2022 |
| Pinnacle Financial Partners / Pinnacle Bank | Knoxville | TN | 06/2022 | Present |
1) Name of Business: Pinnacle Asset Management Address: 231 Jackson Square, Oak Ridge, TN, 37830, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/30/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: \nFinancial Advisor - build relationships with Pinnacle partners, seek prospects for bank and PAM offerings, \nmeet with clients to discuss financial goals and objectives, manage client investment accounts.\n (2) Name of Business: The Gateway to Independence Address: 520 Farmview Dr, Maryville, TN, 37804, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 01/01/2019 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Treasurer through Quick Books but do not write checks and not listed on bank accounts, just review monthly.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-11 |
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