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James Richard Dickerson

Edward Jones

Farragut, TN

CRD 4961195

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-27
TN RA APPROVED 2007-01-22
  • TX RA
    APPROVED_RES
    Since 2014-08-27
  • TN RA
    APPROVED
    Since 2007-01-22

Branch Locations

137 West End Ave, Farragut, TN 37934 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2005 Present
Other Businesses

Defense Finance and Accounting System Farragut, TN Start date: 10/1/2003 Hours per week: 0 Hours during trading: 0 Desc: No responsibilities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-30
S63 Uniform Securities Agent State Law Examination 2005-07-22
  • S66 Uniform Combined State Law Examination
    2006-11-30
  • S63 Uniform Securities Agent State Law Examination
    2005-07-22
Designations
  • Certified Financial Planner
Other Names
  • James R Dickerson

View on SEC IAPD

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