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Michael Shawn Bakos

Beacon Pointe Advisors, LLC

San Diego, CA

Newport Beach, CA

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-03
  • CA RA
    APPROVED
    Since 2021-02-03

Branch Locations

12750 High Bluff Drive Suite 460, San Diego, CA 92130 • United States

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments San Diego CA 02/2007 05/2018
Alpha Cubed Investments Irvine CA 06/2018 01/2020
First American Trust San Diego CA 01/2020 01/2021
Beacon Pointe Advisors, Llc San Diego CA 01/2021 Present
  • 02/2007 → 05/2018
    Fidelity Investments
    San Diego, CA
  • 06/2018 → 01/2020
    Alpha Cubed Investments
    Irvine, CA
  • 01/2020 → 01/2021
    First American Trust
    San Diego, CA
  • 01/2021 → Present
    Beacon Pointe Advisors, Llc
    San Diego, CA
Previous Registrations
  • 2018-06-28 → 2020-01-10
    Alpha Cubed Investments, Llc
    Costa Mesa, CA
  • 2007-04-11 → 2018-06-13
    Strategic Advisers Llc
    San Diego, CA
  • 2005-11-18 → 2007-03-01
    Td Ameritrade, Inc.
    San Diego, CA
    San Diego, CA
  • 2006-04-24 → 2007-03-01
    Td Ameritrade Investment Management, Llc
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-14
S63 Uniform Securities Agent State Law Examination 1999-04-19
  • S66 Uniform Combined State Law Examination
    2005-11-14
  • S63 Uniform Securities Agent State Law Examination
    1999-04-19
Other Names
  • Mike Bakos

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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