Carter James Moebius

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-06-02
NY	RA	APPROVED	2022-03-28
CA	RA	APPROVED	2019-10-30

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Syndicate	Columbus	OH	09/2016	05/2017
21St Century Fox (Hole In The Fence Productions, Llc)	Los Angeles	CA	05/2017	08/2017
Irvine Viejo Painting Co.	Orange	CA	09/2010	Present
Denison University	Granville	OH	08/2013	05/2017
Axa Advisors, Llc	New York	NY	09/2017	03/2018
Mass Mutual Life Insurance Co	New York	NY	06/2018	Present
Mml Investors Services, Llc	New York	NY	06/2018	Present
Lenox Advisors	New York	NY	06/2018	Present

09/2016 → 05/2017

The Syndicate

Columbus, OH
05/2017 → 08/2017

21St Century Fox (Hole In The Fence Productions, Llc)

Los Angeles, CA
09/2010 → Present

Irvine Viejo Painting Co.

Orange, CA
08/2013 → 05/2017

Denison University

Granville, OH
09/2017 → 03/2018

Axa Advisors, Llc

New York, NY
06/2018 → Present

Mass Mutual Life Insurance Co

New York, NY
06/2018 → Present

Mml Investors Services, Llc

New York, NY
06/2018 → Present

Lenox Advisors

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-12-22

Other Firms