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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-12-17
CT RA APPROVED 2025-08-13
CO RA APPROVED 2025-02-18
MA RA APPROVED 2025-01-31
NC RA APPROVED 2024-11-01
AZ RA APPROVED 2024-02-07
MN RA APPROVED 2022-10-04
DC RA APPROVED 2022-08-03
NJ RA APPROVED 2022-07-25
CA RA APPROVED 2022-07-22
MD RA APPROVED 2022-07-22
NY RA APPROVED 2022-07-22
PA RA APPROVED 2022-07-22
VA RA APPROVED 2022-07-22
  • SC RA
    APPROVED
    Since 2025-12-17
  • CT RA
    APPROVED
    Since 2025-08-13
  • CO RA
    APPROVED
    Since 2025-02-18
  • MA RA
    APPROVED
    Since 2025-01-31
  • NC RA
    APPROVED
    Since 2024-11-01
  • AZ RA
    APPROVED
    Since 2024-02-07
  • MN RA
    APPROVED
    Since 2022-10-04
  • DC RA
    APPROVED
    Since 2022-08-03
  • NJ RA
    APPROVED
    Since 2022-07-25
  • CA RA
    APPROVED
    Since 2022-07-22
  • MD RA
    APPROVED
    Since 2022-07-22
  • NY RA
    APPROVED
    Since 2022-07-22
  • PA RA
    APPROVED
    Since 2022-07-22
  • VA RA
    APPROVED
    Since 2022-07-22

Branch Locations

535 Fifth Avenue 13Th Floor, New York, NY 10017 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardain Life Insurance Co Of America New York NY 11/2017 Present
New York Institute Of Technology Old Westbury NY 07/2009 11/2017
Park Avenue Securities, Llc New York NY 07/2019 Present
Guardian Life Insurance Company Brooklyn NY 06/2024 Present
Park Avenue Securities Brooklyn NY 06/2024 Present
  • 11/2017 → Present
    Guardain Life Insurance Co Of America
    New York, NY
  • 07/2009 → 11/2017
    New York Institute Of Technology
    Old Westbury, NY
  • 07/2019 → Present
    New York, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Brooklyn, NY
  • 06/2024 → Present
    Park Avenue Securities
    Brooklyn, NY
Other Businesses

Insurance other than Guardian, Acting as insurance broker. Selling life, accident, and health insurance policies, Start Date: 06/14/2023, Address: 122 East 42nd Street, Suite 2200, New York, NY, 10168, 5 total business hours / 5 during securities trading hours, Investment related, Less than 10% annual compensation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-15
  • S66 Uniform Combined State Law Examination
    2022-07-15

View on SEC IAPD

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