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Ruchita Pinak Trivedi

Charles Schwab & Co., Inc.

Pasadena, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-23
CA RA APPROVED 2022-04-06
  • TX RA
    APPROVED_RES
    Since 2023-02-23
  • CA RA
    APPROVED
    Since 2022-04-06

Branch Locations

251 S. Lake Ave. Suite 150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Birmingham AL 07/2017 07/2022
Unemployed Marina Del Rey CA 04/2016 07/2017
Charles Schwab & Co., Inc. Pasadena CA 01/2022 Present
Charles Schwab Bank, Ssb Pasadena CA 03/2022 Present
  • 07/2017 → 07/2022
    Td Ameritrade
    Birmingham, AL
  • 04/2016 → 07/2017
    Unemployed
    Marina Del Rey, CA
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Pasadena, CA
  • 03/2022 → Present
    Charles Schwab Bank, Ssb
    Pasadena, CA
Previous Registrations
  • 2019-02-12 → 2022-07-22
    Td Ameritrade, Inc.
    Beverly Hills, CA
    Birmingham, AL
  • 2019-02-12 → 2022-07-22
    Td Ameritrade Investment Management, Llc
    Beverly Hills, CA
    Birmingham, AL
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-11
  • S66 Uniform Combined State Law Examination
    2019-02-11
Other Names
  • Ruchita Dhimant Joshi

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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