Best Investors Account Sign in

Shane Michael Drumm

Wells Fargo Clearing Services, LLC

New York, NY

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-05-01
NY RA APPROVED 2026-05-01
TX RA APPROVED 2026-05-01
  • NJ RA
    APPROVED
    Since 2026-05-01
  • NY RA
    APPROVED
    Since 2026-05-01
  • TX RA
    APPROVED
    Since 2026-05-01

Branch Locations

767 5Th Ave Fl 33, New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 07/2017 11/2020
University Of Alabama Tuscaloosa AL 08/2013 08/2017
Bank Of America, N.A. Pennington NJ 10/2017 11/2020
Morgan Stanley Smith Barney Llc New York NY 11/2020 04/2026
Morgan Stanley Private Bank, N.A. New York NY 11/2020 04/2026
Wells Fargo Clearing Services, Llc. New York NY 04/2026 Present
Morgan Stanley Private Bank, N.A New York NY 11/2020 Present
  • 07/2017 → 11/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pennington, NJ
  • 08/2013 → 08/2017
    University Of Alabama
    Tuscaloosa, AL
  • 10/2017 → 11/2020
    Bank Of America, N.A.
    Pennington, NJ
  • 11/2020 → 04/2026
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 11/2020 → 04/2026
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 04/2026 → Present
    Wells Fargo Clearing Services, Llc.
    New York, NY
  • 11/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-26
  • S66 Uniform Combined State Law Examination
    2017-10-26
Other Names
  • Shane Drumm
  • Shane Michael Drumm

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor