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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2017-11-03 |
Branch Locations
1320 Main St Ste 600, Columbia, SC 29201 • United States
331 Harbison Blvd, Columbia, SC 29212 • United States
519 E Dekalb St, Camden, SC 29020 • United States
101 Dutch Square Blvd, Columbia, SC 29210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Columbia | SC | 07/2017 | Present |
| Wells Fargo Bank Na | West Columbia | SC | 06/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-13 |
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