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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-06 |
Branch Locations
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cedar Remodeling | Phoenix | AZ | 04/2016 | 07/2017 |
| Lpl Financial, Llc | Washington | IL | 08/2017 | Present |
| Advisors' Pride, Inc. | Washington | IL | 11/2017 | 08/2019 |
| Advisors' Pride, Inc. | Washington | IL | 08/2019 | 10/2022 |
| Gateway Wealth Partners, Llc | Washington | IL | 10/2022 | Present |
1. 01/02/2019 - Wealth Guardian Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/06/2017 - 40 Hours Per Month/10 Hours During Securities Trading - Time Spent 25% 2 .03/01/2010 - Real Estate Rental - Knapp Holdings LLC - 0% - INVESTMENT RELATED - 1201 S Main St Eureka IL 61530; 116 S. Main St. Eureka IL 61530; 118 S. Main St. Eureka IL 61530 3. 01/10/2019 - Wealth Guardian Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date - 11/06/2017 - 40 Hours Per Month/10 Hours During Securities Trading - Time Spent 25% - I provide administrative services through Advisors' Pride, Inc., an independent investment advisor firm. I started this business activity in Jan 2019. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/10/2019 - Advisors' Pride, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 11/06/2017 - 80 Hours Per Month/20 Hours During Securities Trading - Time Spent 50% - I provide administrative services through Advisors' Pride, Inc., an independent investment advisor firm. I started this business activity in Jan 2019. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 05/12/2021 - Crump Life Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 05/11/2021 - 1 Hours Per Month/1 Hours During Securities Trading 6. 12/6/2022 - Wealth Guardian Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/29/2022 - 57 Hours Per Month/57 Hours During Securities Trading 7. 12/7/2022 - Gateway Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 11/29/2022 - 57 Hours Per Month/57 Hours During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 57 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-11 |
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