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Current Employers
Buck Wealth Strategies, Llc

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-05-12
  • CO RA
    APPROVED
    Since 2025-05-12

Branch Locations

2975 Broadmoor Valley Rd #201, Colorado Springs, CO 80906 • United States

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Colorado Springs CO 08/2017 08/2024
Uccs Colorado Springs CO 12/2013 07/2017
Buck Wealth Strategies, Llc Denver CO 05/2025 Present
Unemployed Colorado Springs CO 08/2024 05/2025
Madison Avenue Securities San Diego CA 05/2025 Present
  • 08/2017 → 08/2024
    Colorado Springs, CO
  • 12/2013 → 07/2017
    Uccs
    Colorado Springs, CO
  • 05/2025 → Present
    Denver, CO
  • 08/2024 → 05/2025
    Unemployed
    Colorado Springs, CO
  • 05/2025 → Present
    Madison Avenue Securities
    San Diego, CA
Previous Registrations
Other Businesses

1.) Name: E.A. Buck Insurance; Investment Related: Yes; Address: 55 Merchant Street, Suite 2100, Honolulu, HI 96813; Nature of the Business: Insurance Sales; Duties: Insurance Agent; Hours Per Week: 40 Hours 2.) Name: Buck Wealth Strategies; Investment Related: Yes; Address: 55 Merchant Street, Suite 2100, Honolulu, HI 96813; Nature of the Business: Registered Investment Adviser engaged in asset management services; Duties: Investment Advisor Representative; Hours Per Week: 40 Hours 3.) Name: Buck Financial Services; Investment Related: Yes; Address: 55 Merchant Street, Suite 2100, Honolulu, HI 96813; Nature of the Business: Investment and Insurance Service; Duties: Investment and Insurance Service; Hours Per Week: 40 Hours 4.) Name: Rental Property; Investment Related: No; Address: Colorado Springs, CO 80909; Nature of the Business: I have a property manager that finds tenants, manages tenants inquires, and collects deposits and rent; Duties: I authorize expenditures for maintenance of the properties and own them outright; Start Date: 11/2014

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-06
  • S66 Uniform Combined State Law Examination
    2018-06-06

View on SEC IAPD

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