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Yat Hong Thomas Leung

Citigroup Global Markets Inc.

Oak Brook, IL

Chicago, IL

Chicago, IL

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-01-01
  • IL RA
    APPROVED
    Since 2023-01-01

Branch Locations

Citi Wealth Management, Sales, 1900 Spring Rd, Suite 101, Oak Brook, IL 60523 • United States

Cwm Retail, Sales 2022 South Archer Avenue, Chicago, IL 60616 • United States

Citi Retail Banking 5812 South Ellis, First Floor, Chicago, IL 60637 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Chicago IL 07/2017 03/2020
Jp Morgan Chase Bank Chicago IL 07/2017 03/2020
Fresenius Medical Care Hong Kong Limited Hong Kong 07/2016 04/2017
Unemployed Chicago IL 05/2017 06/2017
Unemployed Hong Kong 05/2017 05/2017
Citigroup Chicago IL 03/2020 Present
  • 07/2017 → 03/2020
    Jp Morgan Securities Llc
    Chicago, IL
  • 07/2017 → 03/2020
    Jp Morgan Chase Bank
    Chicago, IL
  • 07/2016 → 04/2017
    Fresenius Medical Care Hong Kong Limited
    Hong Kong
  • 05/2017 → 06/2017
    Unemployed
    Chicago, IL
  • 05/2017 → 05/2017
    Unemployed
    Hong Kong
  • 03/2020 → Present
    Citigroup
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-31
S63 Uniform Securities Agent State Law Examination 2017-09-11
  • S65 Uniform Investment Adviser Law Examination
    2022-12-31
  • S63 Uniform Securities Agent State Law Examination
    2017-09-11
Other Names
  • Thomas Leung
  • Yat Hong Thomas Leung
  • Yathongthomas Leung

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

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