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CRD 6838234
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-12-12 |
Branch Locations
459 Fifth Avenue, Brooklyn, NY 11215 • United States
975 Allerton Avenue, Bronx, NY 10469 • United States
61 South Broadway, Yonkers, NY 10701 • United States
37-16 30Th Avenue, Long Island City, NY 11103 • United States
72-35 Broadway, Jackson Heights, NY 11105 • United States
31-24 Ditmars Blvd, Long Island City, NY 11105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cohen & Steers Capital Management, Inc | New York | NY | 06/2016 | 09/2016 |
| Webster Bank | Brooklyn | NY | 06/2024 | Present |
| Cohen & Steers Capital Management, Inc | New York | NY | 07/2017 | 06/2024 |
| Bowdoin College | Brunswick | ME | 09/2016 | 07/2017 |
| Lpl Financial Llc | Brooklyn | NY | 06/2024 | Present |
1 - 07/24/2024 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Inv Related - At reported business location(s). 2- 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-11 |
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