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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-30
WI RA APPROVED 2017-12-04
  • TX RA
    APPROVED_RES
    Since 2022-08-30
  • WI RA
    APPROVED
    Since 2017-12-04

Branch Locations

2301 Riverside Dr, Green Bay, WI 54301 • United States

1712 Dunlap Avenue, Marinette, WI 54143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Animal Hospital Of Ashwaubenon Green Bay WI 11/1996 10/2017
Thrivent Investment Management Inc Green Bay WI 09/2017 Present
Thrivent Financial Appleton WI 10/2017 02/2018
Thrivent Financial Appleton WI 02/2018 Present
  • 11/1996 → 10/2017
    Animal Hospital Of Ashwaubenon
    Green Bay, WI
  • 09/2017 → Present
    Green Bay, WI
  • 10/2017 → 02/2018
    Thrivent Financial
    Appleton, WI
  • 02/2018 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

LAKE HOME OWNED BY US POSITION: part owner NATURE: We own a lake home. We might rent it out when we aren't using it. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 746 Element Way 103, Ashwaubenon WI 54304, United States DESCRIPTION: Cleaning house after renters.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-01
  • S66 Uniform Combined State Law Examination
    2017-12-01
Other Names
  • Julie Ann Wilke

View on SEC IAPD

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