Mark Gutierrez

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-01-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jp Morgan Securities Llc	Forest Hills	NY	07/2017	06/2019
Jpmorgan Chase Bank.	Forest Hills	NY	02/2016	06/2019
Santander Bank, Na	Boston	MA	06/2019	08/2019
Santander Securities, Llc	Dorchester	MA	06/2019	08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	10/2019	08/2021
First Republic Bank	New York	NY	08/2021	Present
First Republic Securities Company, Llc	New York	NY	09/2021	Present
J.P. Morgan Securities Llc	New York	NY	09/2023	Present

07/2017 → 06/2019

Jp Morgan Securities Llc

Forest Hills, NY
02/2016 → 06/2019

Jpmorgan Chase Bank.

Forest Hills, NY
06/2019 → 08/2019

Santander Bank, Na

Boston, MA
06/2019 → 08/2019

Santander Securities, Llc

Dorchester, MA
10/2019 → 08/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
08/2021 → Present

First Republic Bank

New York, NY
09/2021 → Present

First Republic Securities Company, Llc

New York, NY
09/2023 → Present

J.P. Morgan Securities Llc

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-01-07
S63	Uniform Securities Agent State Law Examination	2017-09-12

Other Firms