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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-04-28 |
| TX | RA | APPROVED_RES | 2023-04-27 |
Branch Locations
390 Madison Avenue Floor 29, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Banco J.P. Morgan S.A. - Sao Paulo | Sao Paulo | 05/2015 | 02/2017 | |
| J.P. Morgan Securities Llc | New York | NY | 02/2017 | 07/2017 |
| Jpmorgan Securities Llc | Miami | FL | 07/2017 | Present |
| Jpmorgan Chase Bank Na | Miami | FL | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-18 |
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