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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Freehold | NJ | 07/2017 | 04/2019 |
| Unemployed | Morganville | NJ | 11/2016 | 07/2017 |
| Santander Bank | West Windsor | NJ | 02/2014 | 11/2016 |
| Bank Of America, N.A. | Freehold | NJ | 04/2019 | 06/2019 |
| Cuna Mutual Group | Waverly | IA | 06/2019 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 06/2019 | Present |
| Lpl Financial Llc | Tinton Falls | NJ | 05/2022 | Present |
1)05/18/2022 - United Teletech Financial Investment & Retirement Services-Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2)05/18/2022 - No Business Name -Investment Related - Freehold, NJ 07728-4006- Real Estate Rental - owner- Start Date- 01/01/2014
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-29 |
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