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Aaron Huang

Cetera Investment Advisers LLC

Pasadena, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-17
TX RA APPROVED 2026-02-17
  • CA RA
    APPROVED
    Since 2026-02-17
  • TX RA
    APPROVED
    Since 2026-02-17

Branch Locations

155 North Lake Avenue Suite 430, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 07/2017 Present
Bank Of America, N.A. Pasadena CA 07/2017 Present
Bank Of America Pasadena CA 06/2016 07/2017
East Los Angeles College Monterey Park CA 02/2013 12/2016
Cetera Investment Services Llc St Cloud MN 02/2026 Present
Cetera Investment Advisers Llc Pasadena CA 02/2026 Present
Previous Registrations
  • 2018-01-23 → 2026-02-20
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
    Altadena, CA
    Pasadena, CA
    Altadena, CA
    Sierra Madre, CA
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
    Los Angeles, CA
    Pasadena, CA
    Pasadena, CA
    Los Angeles, CA
Other Businesses

TREASURER OF ASIAN AMERICAN PROFESSIONAL ASSOCIATION; ASSIST WITH BUDGETING; SIGNOR ON CHECKING ACCOUNT, BUT REQUIRES DUAL SIGNATURES; 4 HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-22
  • S66 Uniform Combined State Law Examination
    2018-01-22

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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