Adam Wardwell Mark

Current Employers

Employment History

• 07/2017 → Present
  Secu Brokerage Services
  Raleigh, NC
• 07/2017 → Present
  Secu Life Insurance Company
  Raleigh, NC
• 11/2014 → Present
  State Employees' Credit Union
  Harrisburg, NC
• 11/2017 → Present
  Credit Union Investment Services
  Raleigh, NC
• 10/2018 → Present
  Members Trust Company
  Tampa, FL
• 02/2019 → 03/2022
  Uber
  San Francisco, CA
• 02/2019 → 03/2022
  Lyft
  Baltimore, MD

Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES DISTRICT MANAGER. START DATE: 11/2014. SPEND APPROXIMATELY 95% OF TIME CONDUCTING SECU BUSINESS. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 7/2017. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: OCTOBER, 2018. TITLE: TRUST REP. Unwind Properties, LLC 408 Cobblers Dr., Matthews NC 28104. Rental Property. Investment related. Title: Member. Duties: accounting & bookkeeping. Start date: 03/2022. Hours/month devoted to other business: approx 20. None during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-03-15
• S63 Uniform Securities Agent State Law Examination
  2017-11-15