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Antonio Vince Porretta

Independent Advisor Alliance, LLC

Harrisburg, NC

CRD 4141550

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Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-19
LA RA APPROVED 2024-10-31
TX RA APPROVED_RES 2024-01-03
NY RA APPROVED 2021-03-20
NC RA APPROVED 2014-07-22
  • FL RA
    APPROVED
    Since 2025-06-19
  • LA RA
    APPROVED
    Since 2024-10-31
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • NY RA
    APPROVED
    Since 2021-03-20
  • NC RA
    APPROVED
    Since 2014-07-22

Branch Locations

3916 Balmoral Ave., Harrisburg, NC 28075 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Harrisburg NC 07/2011 Present
Independent Advisor Alliance, Llc Harrisburg NC 07/2014 Present
Previous Registrations
Other Businesses

1) 08/24/2011: Harrisburg Financial, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - No Time Spent - Sole owner 2) 03/31/2016: Independent Advisor Alliance - Registered Investment Advisor Hybrid - DBA: (Hybrid) Independent Advisor Alliance - Investment Related - 3916 Balmoral Ave Harrisburg, NC 28075 - Start 06/30/2014 - 80 Hr/Mo; 3 Hour(s) During Securities Trading 3) 11/10/2016: Blackbridge Financial - DBA for LPL Business (entity for LPL business) - Investment Related - 3916 Balmoral Ave Harrisburg, NC 28075 - Start 11/04/2016 - 40 Hr/Mo; 30 Hour(s) During Securities Trading. 4) 09/19/2022 - Charlotte Eagles Soccer Club - Not Investment Related - 8510 McAlpine Park Dr. Charlotte, NC 28211 - Outside/W-2 Employment - Start Date - 08/31/2022 - 30 Hours Per Month/0 Hours During Securities Trading - Charlotte Eagles Soccer Club. 5) 09/15/2025 - Charlotte Soccer Academy - Not Investment Related - Other - Club Soccer Coach - Concord, NC -Start Date:11/01/2025 - 12 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-18
S63 Uniform Securities Agent State Law Examination 2000-03-23
  • S65 Uniform Investment Adviser Law Examination
    2007-05-18
  • S63 Uniform Securities Agent State Law Examination
    2000-03-23

View on SEC IAPD

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