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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Harrisburg | NC | 10/2024 | Present |
| Chicos Fas - Soma | Charlotte | NC | 09/2020 | 10/2024 |
| Woodforest National Bank | Hunterville | NC | 03/2022 | 01/2023 |
| Zapatas Mexican Restaurant | Charlotte | NC | 01/2020 | 09/2020 |
| Mcdonalds | Maldonado | 12/2017 | 02/2018 | |
| Unemployed/Student | Maldonado | 02/2016 | 12/2017 | |
| Unemployed/Student | Maldonado | 02/2018 | 01/2020 | |
| Fifth Third Securities | Harrisburg | NC | 02/2026 | Present |
Bartender - Harrisburg, NC 28075 - freelance bartending - 4 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2026-05-01 |
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