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Bradley T Hauser

Fifth Third Securities, Inc.

Harrisburg, NC

Mint Hill, NC

Midland, NC

Wilmington, NC

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-05-18
  • NC RA
    APPROVED
    Since 2016-05-18

Branch Locations

4725 Highway 49 S, Harrisburg, NC 28075 • United States

7116 Matthews-Mint Hill Rd, Mint Hill, NC 28227 • United States

4411 Nc Hwy 24/27 East, Midland, NC 28107 • United States

5201 College Road, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Concord NC 06/2013 Present
Fifth Third Securities Concord NC 10/2014 Present
  • 06/2013 → Present
    Fifth Third Bank
    Concord, NC
  • 10/2014 → Present
    Fifth Third Securities
    Concord, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-18
S63 Uniform Securities Agent State Law Examination 2015-01-08
  • S65 Uniform Investment Adviser Law Examination
    2016-05-18
  • S63 Uniform Securities Agent State Law Examination
    2015-01-08
Designations

View on SEC IAPD

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