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Christopher Moore

Ubs Financial Services Inc.

Nashville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-06
TN RA APPROVED 2022-12-16
  • TX RA
    APPROVED
    Since 2024-05-06
  • TN RA
    APPROVED
    Since 2022-12-16

Branch Locations

3102 West End Avenue Suite 500, Nashville, TN 37203-6017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brentwood Middle / High School Brentwood TN 10/2012 05/2018
Ubs Financial Services Inc Nashville TN 08/2017 08/2018
Birmingham-Southern College Birmingham AL 08/2018 05/2022
Raise The Roof Academy Masaka 01/2019 01/2019
Tbh Advisors Brentwood TN 05/2020 08/2020
Ubs Financial Services Inc Nashville TN 07/2022 Present
  • 10/2012 → 05/2018
    Brentwood Middle / High School
    Brentwood, TN
  • 08/2017 → 08/2018
    Ubs Financial Services Inc
    Nashville, TN
  • 08/2018 → 05/2022
    Birmingham-Southern College
    Birmingham, AL
  • 01/2019 → 01/2019
    Raise The Roof Academy
    Masaka
  • 05/2020 → 08/2020
    Tbh Advisors
    Brentwood, TN
  • 07/2022 → Present
    Ubs Financial Services Inc
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-16
  • S66 Uniform Combined State Law Examination
    2022-12-16
Other Names
  • Christopher Glenn Moore

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

More in Nashville, TN

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