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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-13 |
Branch Locations
2 Post Oak Central 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX 77056-3859 • United States
Bellaire, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Houston | TX | 07/2017 | Present |
| Ignite Restaurant Group | Houston | TX | 05/2013 | 06/2017 |
(1) JEWISH FEDERATION OF GREATER HOUSTON; ADDRESS: 5603 S. BRAESWOOD BLVD, HOUSTON, TX 77096; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON PROFIT, HELPING THE HOUSTON JEWISH COMMUNITY; CAPACITY: COMMITTEE/COUNCIL MEMBER (NOT ASSOCIATED WITH THE BOARD OF DIRECTORS); START DATE: 12/1/2018; DUTIES: THE BUDGET AND FINANCE COMMITTEE IS RESPONSIBLE FOR MONITORING ACTUAL REVENUE AND EXPENSE AGAINST BUDGET, FOR OVERSIGHT OF THE CREATION OF THE ANNUAL BUDGET, AND FOR ADOPTING AND IMPLEMENTING POLICIES THAT COMPLY WITH VARIOUS LEGAL AND INTERNAL REVENUE CODE REQUIREMENTS; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) NAME OF ENTITY: JEWISH COMMUNITY CENTER OF HOUSTON ENDOWMENT FUND ADDRESS: 5601 South Braeswood Blvd Houston TX 77096 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Endowment Fund of Houston Jewish Community Center CAPACITY: Board of Directors * START DATE: 06/01/22 DUTIES: The board is responsible for the oversight of the Houston Jewish Community Center's investments. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1 (3) NAME OF ENTITY: Texas Childrens Bad Pants Open ADDRESS: 6621 Fannin Street Houston Texas 77401 INVESTMENT/NOT INVESTMENT RELATED: No DESCRIPTION: Foundation/Charitable Institution START DATE: Sep 01, 2025 CAPACITY: Committee/Council Member DUTIES: I sit on a committee that steers the annual golf tournament. WORKING TIME: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (4) NAME OF ENTITY: Congregation Beth Israel Of Houston, Texas ADDRESS: 5600 N Braeswood Blvd Houston tx 77096 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jul 01, 2026 CAPACITY: Officer DUTIES: General Powers. The Board of Trustees shall have all powers and authority expressly granted to it by these Bylaws, and in addition shall have the entire charge, control and management of the affairs, business, assets, funds, records and properties of the Congregation, and shall be authorized to take all action that in its judgment will best promote the welfare of the Congregation. It shall establish and act on all matters of policy. Pending the next annual meeting of the Congregation and in accordance with these Bylaws, the Board of Trustees shall fill all vacancies in its membership and the Officers of the Congregation and shall perform such other duties as the membership of the Congregation in an annual or special meeting may prescribe. There are more specific powers listed on page 10 of the document, 14 of the file in section 4.06. HOURS DEVOTED PER MONTH: 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-13 |
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